Sarah Lloyd Garner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)
    • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Jul 2013)
    • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Apr 2003 to 29 Mar 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.