Sarah Jane Owen-Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • CF1 Director (23 Mar 2016 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • SMF16 Compliance Oversight (26 Apr 2019 to 30 Jan 2026)
    • SMF4 Chief Risk (7 Mar 2016 to 30 Jan 2026)
    • CF28 Systems and controls (18 Mar 2015 to 6 Mar 2016)
    • CF29 Significant management (18 Mar 2015 to 6 Mar 2016)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF28 Systems and controls (18 Mar 2015 to 8 Dec 2019)
    • CF29 Significant management (18 Mar 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (30 Mar 2011 to 21 Oct 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF10 Compliance Oversight (17 Oct 2008 to 7 Dec 2009)
    • CF28 Systems and controls (17 Oct 2008 to 26 Feb 2010)
    • CF11 Money Laundering Reporting (17 Oct 2008 to 26 Feb 2010)
    • CF14 Risk Assessment (1 Dec 2001 to 4 Jul 2005)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF28 Systems and controls (17 Oct 2008 to 26 Feb 2010)
    • CF11 Money Laundering Reporting (17 Oct 2008 to 26 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.