Sarah Jane Franks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 31 Mar 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Aug 2012 to 23 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.