Sarah Frances Clayton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frasers Group Financial Services Limited (no longer approved here)
FRN 311908
- SMF4 Chief Risk (12 Jan 2023 to 28 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2021 to 28 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
Manchester Mind (no longer approved here)
FRN 814885
- Director of firm who is not a certification employee or a SMF manager (21 Jan 2020 to 28 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.