Frasers Group Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Douglas Milne
IRN ADM01186
- CF1 Director (20 Oct 2016 to 31 Mar 2017)
- CF8 Apportionment and Oversight (16 Jul 2013 to 31 Mar 2017)
- Responsible for Insurance Mediation (16 Jul 2013 to 31 Mar 2017)
Anita Warren
IRN AXW65689
- [FCA CF] Significant management (22 Aug 2022 to 21 Oct 2022)
Ashley Seymour-Skinner
IRN AXS00619
- [FCA CF] Significant management (1 Feb 2021 to 31 Dec 2021)
Bernard Aiden Conlon
IRN BXC01386
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2021)
- CF11 Money Laundering Reporting (20 Oct 2016 to 8 Dec 2019)
Bhavesh Mistry
IRN BXM00343
- [FCA CF] Significant management (1 Dec 2022 to 31 May 2023)
Caroline Elaine Wimpeney
IRN CXW00652
- [FCA CF] Significant management (since 11 Feb 2026)
- SMF2 Chief Finance (9 May 2024 to 9 Feb 2026)
Caroline Jane Pettifor-Robson
IRN CXP00117
- [FCA CF] Significant management (9 Dec 2019 to 19 Apr 2021)
Christopher John Chalmers
IRN CXC00135
- [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
Christopher Richard Other
IRN CXO00131
- [FCA CF] Significant management (1 Sep 2022 to 31 May 2023)
Claire Jane Hill
IRN CXH00147
- [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.