Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (14 Jul 2021 to 27 Oct 2022)
- SMF4 Chief Risk (14 Jul 2021 to 27 Oct 2022)
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- SMF4 Chief Risk (14 Jul 2021 to 27 Oct 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2021)
- CF11 Money Laundering Reporting (20 Oct 2016 to 8 Dec 2019)
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- CF29 Significant management (26 Mar 2008 to 31 Aug 2009)
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- CF29 Significant management (26 Mar 2008 to 31 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.