Sarah Anne Whitham Cook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)
FRN 449607
- CF30 Customer (2 Jul 2013 to 31 Jan 2014)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 7 Jun 2013)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (3 Jun 2008 to 16 Sep 2010)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (9 Jan 2008 to 11 Apr 2008)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (1 Aug 2007 to 25 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2006 to 1 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.