Sara Smith

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Insurance Solutions Limited

    FRN 940309

    • SMF16 Compliance Oversight (since 31 Oct 2024)
    • SMF4 Chief Risk (since 31 Oct 2024)
  • CAROLE NASH INSURANCE CONSULTANTS LIMITED

    FRN 307243

    • SMF16 Compliance Oversight (since 2 Mar 2021)
    • SMF4 Chief Risk (since 2 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2021 to 19 Jul 2024)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 11 Sep 2019)
  • Atlanta Insurance Intermediaries Limited

    FRN 309599

    • SMF16 Compliance Oversight (since 2 Mar 2021)
    • SMF4 Chief Risk (since 2 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2021 to 19 Jul 2024)
  • PAYMENTSHIELD LIMITED

    FRN 312708

    • SMF16 Compliance Oversight (since 2 Mar 2021)
    • SMF4 Chief Risk (since 2 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2021 to 19 Jul 2024)
  • Midas Underwriting Ltd (no longer approved here)

    FRN 303525

    • SMF16 Compliance Oversight (23 Sep 2022 to 26 Jun 2024)
    • SMF4 Chief Risk (23 Sep 2022 to 26 Jun 2024)
  • URIS Group Limited (no longer approved here)

    FRN 307332

    • SMF16 Compliance Oversight (23 Sep 2022 to 26 Jun 2024)
    • SMF4 Chief Risk (23 Sep 2022 to 26 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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