Sara Louise Quince-Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc

    FRN 169628

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
  • Lloyds Bank PLC

    FRN 119278

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
    • [FCA CF] Manager of certification employee (18 Jun 2025 to 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (24 Oct 2016 to 30 Jan 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Dec 2007 to 25 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.