Sara Elizabeth Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROKERTEC EUROPE LIMITED

    FRN 161197

    • [FCA CF] Significant management (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (since 30 May 2023)
    • [FCA CF] Client dealing (30 May 2023 to 30 Mar 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 27 May 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 27 May 2023)
    • CF30 Customer (24 Feb 2010 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 27 May 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 27 May 2023)

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Updates to this individual's record on the FCA register.

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