Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (4 Mar 2025 to 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (4 Mar 2025 to 9 Apr 2025)
  • The Pension Planner Ltd (no longer approved here)

    FRN 669563

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2024)
    • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Jan 2010 to 22 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.