Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TheWealthPoint Management Ltd
FRN 999777
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Sep 2025)
- [FCA CF] Manager of certification employee (since 20 Dec 2024)
- SMF3 Executive Director (since 20 Dec 2024)
- [FCA CF] Client dealing (since 20 Dec 2024)
- [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
- Responsible for Insurance Distribution (since 20 Dec 2024)
- SMF16 Compliance Oversight (since 20 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2024)
- CF30 Customer (23 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.