TheWealthPoint Management Ltd

• Principal Place of Business

  TheWealthPoint Management Ltd

  Suite 6

  42 Jamaica Street

  Liverpool

  L1 0AF

  UNITED KINGDOM

  Phone

  +441512202619

  Web

  https://www.thewealthpoint.co.uk

• Complaints Contact

  TheWealthPoint Management Ltd

  Suite 6

  42 Jamaica Street

  Liverpool

  L1 0AF

  UNITED KINGDOM

  Phone

  +441512202619

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Kelly

  IRN JXK00863

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 5 Nov 2025)
• Mark David Jackson

  IRN MXJ00007

  • Responsibility for MCD Intermediation (20 Dec 2024 to 1 Jul 2025)
  • [FCA CF] Manager of certification employee (20 Dec 2024 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (20 Dec 2024 to 1 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2024 to 1 Jul 2025)
• Michael John Carlyle

  IRN MXC00341

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 20 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
• Robert Brandwood

  IRN RXB01044

  • [FCA CF] Client dealing (24 Mar 2025 to 28 Apr 2025)
  • [FCA CF] Functions requiring qualifications (24 Mar 2025 to 28 Apr 2025)
• Sanjay Gambhir

  IRN SXG02443

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Sep 2025)
  • [FCA CF] Manager of certification employee (since 20 Dec 2024)
  • Responsible for Insurance Distribution (since 20 Dec 2024)
  • SMF16 Compliance Oversight (since 20 Dec 2024)
  • SMF3 Executive Director (since 20 Dec 2024)
  • [FCA CF] Client dealing (since 20 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)

No changes recorded yet.