Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 26 Apr 2022)
- [FCA CF] Client dealing (since 26 Apr 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2022)
- CF30 Customer (17 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (7 Oct 2013 to 9 Jun 2017)
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- CF30 Customer (11 Nov 2011 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.