Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 26 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 21 Oct 2024)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (5 Dec 2018 to 1 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.