Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 4 Dec 2023)
    • [FCA CF] Client dealing (since 20 Jan 2020)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 3 Dec 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (15 Nov 2016 to 18 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (31 Jan 2006 to 3 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.