Date authorised
1 April 2013
Companies House
03639550
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000
  • Complaints Contact

    4 Millbank
    3rd Floor
    London
    SW1P 3JA
    UNITED KINGDOM
    Phone
    +442074794000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Pellizzer

    IRN AXP01034

    • [FCA CF] Client dealing (since 26 Sep 2024)
  • Andreas Lunding

    IRN AXL01602

    • CF30 Customer (18 Jun 2008 to 27 Jun 2008)
  • Anup Rao

    IRN AXR01833

    • CF30 Customer (21 Dec 2016 to 16 Jan 2017)
  • Asim Mullick

    IRN AXM01513

    • CF30 Customer (5 Nov 2008 to 3 Dec 2010)
  • Bengt Hammar

    IRN BXH01116

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 2 May 2014)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Blanca Gascon Urosa

    IRN BXG00131

    • [FCA CF] Manager of certification employee (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 1 Nov 2021)
  • Boguslaw Krysinski

    IRN BXK01099

    • CF21 Investment Adviser (13 Jan 2003 to 15 Aug 2003)
  • Brett Guy Hutton

    IRN BGH01025

    • CF10 Compliance Oversight (27 Jul 2009 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (27 Jul 2009 to 31 Dec 2012)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2012)
  • Bruno Spezio Benega

    IRN BXS00195

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
  • Carl Anders Martin Torstensson

    IRN CAT01059

    • CF30 Customer (26 Sep 2011 to 9 May 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.