AFRY Capital Limited

• Principal Place of Business

  4 Millbank

  3rd Floor

  London

  SW1P 3JA

  UNITED KINGDOM

  Phone

  +442074794000

  Web

  https://www.afrycapital.com

• Complaints Contact

  4 Millbank

  3rd Floor

  London

  SW1P 3JA

  UNITED KINGDOM

  Phone

  +442074794000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlo Borzio

  IRN CXB02607

  • CF30 Customer (13 Jul 2018 to 31 Aug 2018)
• Carlos Penim

  IRN CXP00276

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
• Celedonio Rochus Moncayo

  IRN CRM01050

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jun 2021)
  • CF30 Customer (10 Aug 2010 to 8 Dec 2019)
• Chiara Sandri

  IRN CXS00916

  • [FCA CF] Client dealing (26 Sep 2024 to 10 Jan 2025)
• Christine Ann Mason

  IRN CAM01288

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (28 Dec 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Dec 2012 to 8 Dec 2019)
• Chunjing Zhang

  IRN CXZ00011

  • [FCA CF] Client dealing (19 Nov 2020 to 1 Jul 2021)
• Damyan Dimitrov

  IRN DXD01619

  • CF30 Customer (6 Jan 2016 to 31 Oct 2017)
• David Peter Walker

  IRN DPW01041

  • CF2 Non Executive Director (1 Dec 2001 to 11 Apr 2007)
• David Victor Wiens

  IRN DVW01016

  • CF30 Customer (27 May 2010 to 30 Jul 2010)
• Dominique Schenck

  IRN DXS01373

  • CF30 Customer (19 Jun 2014 to 31 May 2017)

No changes recorded yet.