Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 21 Jun 2021)
- [FCA CF] Manager of certification employee (since 21 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jun 2021)
- CF30 Customer (10 Aug 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.