Sandra Anne Robertson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Oct 2016)
    • CF30 Customer (16 Apr 2008 to 29 Oct 2008)
  • Gilson Gray Financial Limited

    FRN 628199

    • (18)Employed By (since 12 Oct 2016)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (22 Dec 2008 to 30 Sep 2016)
  • William Hunter (no longer approved here)

    FRN 419591

    • Employed By (16 Apr 2008 to 29 Oct 2008)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2003 to 29 Dec 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 28 Oct 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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