Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 15 Sep 2025)
    • SMF1 Chief Executive (since 15 Sep 2025)
    • CF1 Director (3 Apr 2014 to 16 Oct 2017)
    • CF30 Customer (7 Apr 2008 to 11 May 2018)
  • Braemar Securities Limited (no longer approved here)

    FRN 583277

    • SMF3 Executive Director (8 Feb 2023 to 14 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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