Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rathbones Investment Management Limited
FRN 116316
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 21 Jan 2022)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2022)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
-
- CF30 Customer (27 Oct 2014 to 9 Dec 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.