Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Samuel Magill McDowell
FRN 133733
- 10. Broker fund adviser
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 24 Sep 2024)
- Responsible for Insurance Distribution (16 Jul 2021 to 4 Oct 2024)
- SMF16 Compliance Oversight (16 Jul 2021 to 24 Sep 2024)
- SMF27 Partner (9 Dec 2019 to 24 Sep 2024)
- Responsibility for MCD Intermediation (21 Mar 2016 to 4 Oct 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.