Samuel Magill McDowell

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21B Croft Road
    Ballygally
    Larne
    County Antrim
    BT40 2QP
    UNITED KINGDOM
    Phone
    +442828583940

  • Complaints Contact

    21B Croft Road
    Ballygally
    Larne
    County Antrim
    BT40 2QP
    UNITED KINGDOM
    Phone
    +442828583940

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to non-mainstream regulated activities in respect of non-investment insurance contracts.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages, and second charge mortgages

  • Consumer Loans

    Show 1 limitation
    • · Limited to lending with no charge and in connection with repayment of fees

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Gabriel Michael Sheridan

    IRN RGS00008

    • SMF27 Partner (9 Dec 2019 to 3 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Aug 2021)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • Samuel Magill McDowell

    IRN SMM00027

    • 10. Broker fund adviser
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • Responsible for Insurance Distribution (16 Jul 2021 to 4 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2021 to 24 Sep 2024)
    • SMF16 Compliance Oversight (16 Jul 2021 to 24 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 24 Sep 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • William Morrison

    IRN WXM00057

    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 10 Jun 2024)
    • SMF27 Partner (9 Dec 2019 to 10 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.