Samuel John Ruiz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Global Sustainable Capital Management (UK) Limited

    FRN 786486

    • [FCA CF] Client dealing (since 19 Nov 2024)
    • [FCA CF] Significant management (since 19 Nov 2024)
    • CF2 Non Executive Director (1 Nov 2017 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (22 Jan 2018 to 28 Feb 2019)
    • CF29 Significant management (30 Nov 2016 to 28 Feb 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (22 Jan 2018 to 28 Feb 2019)
    • CF29 Significant management (30 Nov 2016 to 28 Feb 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (13 Jul 2010 to 24 Apr 2013)
    • CF30 Customer (20 Oct 2008 to 24 Apr 2013)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF29 Significant management (13 Jul 2010 to 24 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.