Samuel John Railton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tower Research Capital Europe Limited
FRN 466464
- [FCA CF] Algorithmic trading (since 24 Sep 2021)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (7 Sep 2016 to 1 Aug 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Aug 2021)
- CF30 Customer (19 Aug 2015 to 6 Mar 2016)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (7 Sep 2016 to 1 Aug 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Aug 2021)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (18 Feb 2009 to 14 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.