Samuel Joe Rosenberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citadel Advisors Europe Limited
FRN 952125
- [FCA CF] Significant management (since 4 Jul 2024)
- [FCA CF] Client dealing (since 19 Oct 2022)
- [FCA CF] Material risk taker (since 19 Oct 2022)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- [FCA CF] Client dealing (5 Mar 2021 to 13 Oct 2021)
- CF4 Partner (22 Jun 2017 to 6 Dec 2019)
- CF30 Customer (8 Jun 2017 to 8 Dec 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (23 Jul 2013 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (23 Jul 2013 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (24 Nov 2010 to 14 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.