Samuel Edward Pitts-Tucker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 18 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (since 18 Jan 2023)
    • CF1 Director (AR) (since 17 Jan 2023)
    • CF30 Customer (since 17 Jan 2023)
  • Northcap Wealth Limited

    FRN 983000

    • (1)Employed By (since 17 Jan 2023)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (14 Nov 2014 to 30 Dec 2014)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF30 Customer (4 Nov 2014 to 15 Jun 2017)
  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF30 Customer (1 Jul 2008 to 31 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.