Samuel Duncan Horowitz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Bilbao Vizcaya Argentaria SA (no longer approved here)
FRN 139228
- [FCA CF] Material risk taker (6 Mar 2017 to 15 Dec 2020)
- CF30 Customer (6 Jan 2014 to 6 Mar 2016)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (2 Jul 2012 to 25 Oct 2013)
Spectra FX Solutions LLP (no longer approved here)
FRN 521446
- CF30 Customer (13 Dec 2010 to 16 Dec 2010)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF26 Customer Trading (1 Feb 2005 to 18 Apr 2007)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF21 Investment Adviser (16 Dec 2002 to 31 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.