Samuel Charles Legh Barratt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barratt & Cooke Limited

    FRN 428789

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jan 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (12 May 2009 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 Nov 2007 to 9 Apr 2009)
    • CF26 Customer Trading (6 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.