Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (24 May 2023 to 17 Mar 2026)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 24 May 2023)
- [FCA CF] Client dealing (1 Apr 2022 to 24 May 2023)
- [FCA CF] Material risk taker (1 Apr 2022 to 24 May 2023)
- CF23 Corporate Finance Adviser (31 Jan 2003 to 11 May 2005)
-
- [FCA CF] Manager of certification employee (19 Apr 2021 to 31 Mar 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (13 Aug 2002 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (13 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.