Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Aug 2025)
    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Material risk taker (since 5 Jul 2019)
    • [FCA CF] Client dealing (since 5 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2019)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Client dealing (since 5 Jul 2019)
    • [FCA CF] Material risk taker (since 1 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2019)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Material risk taker (23 Feb 2018 to 28 Jun 2019)
    • [FCA CF] Client dealing (23 Feb 2018 to 28 Jun 2019)
    • [FCA CF] Significant management (23 Feb 2018 to 28 Jun 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (24 May 2012 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (28 Nov 2007 to 10 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.