Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Significant management (since 6 Aug 2025)
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Material risk taker (since 5 Jul 2019)
- [FCA CF] Client dealing (since 5 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2019)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Client dealing (since 5 Jul 2019)
- [FCA CF] Material risk taker (since 1 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2019)
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- [FCA CF] Material risk taker (23 Feb 2018 to 28 Jun 2019)
- [FCA CF] Client dealing (23 Feb 2018 to 28 Jun 2019)
- [FCA CF] Significant management (23 Feb 2018 to 28 Jun 2019)
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- CF30 Customer (24 May 2012 to 6 Mar 2016)
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- CF30 Customer (28 Nov 2007 to 10 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.