Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 May 2022)
    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (4 Feb 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.