Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (12 Apr 2021 to 9 Jun 2021)
- SMF16 Compliance Oversight (12 Apr 2021 to 9 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Apr 2021 to 9 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
- CF1 Director (22 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.