Samantha Joanne Potter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 513644

    • (15)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)4. Giving personal recommendations on retail investment products which are not broker funds
    • (14)[FCA CF] Functions requiring qualifications (17 Jul 2025 to 31 Mar 2026)
    • (13)[FCA CF] Client dealing (17 Jul 2025 to 31 Mar 2026)
  • The Broughton Wilkins Partnership Ltd

    FRN 195273

    • (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (21)[FCA CF] Client dealing (since 9 Jun 2025)
    • (22)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • Emery (IFA) Limited

    FRN 526134

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
    • [FCA CF] Client dealing (since 10 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (18 Jul 2002 to 31 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  3. controlled function added: (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  4. controlled function added: (20)4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  5. controlled function added: (21)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  6. controlled function added: (22)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd