Samantha Jean Cotterell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Navera Investment Management Limited

    FRN 923827

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 13 Oct 2023)
    • [FCA CF] Material risk taker (since 27 Feb 2020)
    • [FCA CF] Client dealing (since 27 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2020)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF27 Investment Management (9 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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