Samantha Finlay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Sep 2025)
    • CF30 Customer (since 9 Sep 2025)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (122)Employed By (since 9 Sep 2025)
  • Henderson Loggie Financial Planning Limited (no longer approved here)

    FRN 192409

    • [FCA CF] Client dealing (10 Feb 2025 to 27 May 2025)
    • [FCA CF] Functions requiring qualifications (10 Feb 2025 to 27 May 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (15 Feb 2024 to 14 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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