Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Apr 2023)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Client dealing (2 Nov 2022 to 21 Apr 2023)
    • CF30 Customer (16 Jul 2021 to 26 Apr 2023)
    • [FCA CF] Functions requiring qualifications (1 May 2021 to 21 Apr 2023)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (16 Jul 2021 to 26 Apr 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (30 Sep 2016 to 13 Jul 2017)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (8)Employed By (30 Sep 2016 to 13 Jul 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (16 Nov 2015 to 31 Aug 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Jan 2010 to 21 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.