Samantha Bradford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Jan 2020)
    • CF1 Director (AR) (since 23 Dec 2019)
    • CF30 Customer (since 23 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 26 Oct 2007)
  • Simplicity Financial Planning Ltd

    FRN 916887

    • (2)Employed By (since 23 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Oct 2009 to 30 Sep 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Feb 2008 to 6 Feb 2009)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.