Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 May 2025)
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 14 Apr 2025)
    • [FCA CF] Client dealing (2 Apr 2024 to 14 Apr 2025)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Client dealing (3 Jan 2023 to 14 Apr 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 14 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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