Sam Peter Nicholls

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2026)
  • Acumensa Limited

    FRN 487416

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
  • CPN Investment Management LLP

    FRN 579506

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 Mar 2017)
    • CF1 Director (AR) (since 4 Aug 2016)
    • CF30 Customer (since 4 Mar 2013)
    • CF11 Money Laundering Reporting (16 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Mar 2017 to 30 Sep 2018)
    • CF4 Partner (14 Feb 2014 to 8 Dec 2019)
  • CPN Financial Services Limited

    FRN 731205

    • Employed By (since 4 Aug 2016)
  • CPN & Partners Limited (no longer approved here)

    FRN 999363

    • Employed By (24 Jul 2023 to 21 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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