Sam Hallett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LIVE SMART FINANCIAL PLANNING LTD
FRN 778483
- [FCA CF] Client dealing (since 22 Sep 2025)
PRIDE PROTECT LIFE LIMITED (no longer approved here)
FRN 1008317
- [FCA CF] Client dealing (24 Sep 2025 to 27 Jan 2026)
- Responsible for Insurance Distribution (6 Aug 2024 to 31 Aug 2025)
- SMF3 Executive Director (6 Aug 2024 to 31 Aug 2025)
First Complete Limited (no longer approved here)
FRN 435779
- CF1 Director (AR) (30 May 2019 to 8 Oct 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.