Sam Aaron Lyon

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (10 Oct 2024 to 15 Jul 2025)
    • [FCA CF] Functions requiring qualifications (10 Oct 2024 to 15 Jul 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (21 Mar 2023 to 30 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 31 Aug 2022)
    • CF30 Customer (1 Feb 2021 to 31 Aug 2022)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (1 Feb 2021 to 31 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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