Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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My Continuum Wealth Limited
FRN 929955
- SMF16 Compliance Oversight (since 23 Jun 2023)
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M&G Wealth Investments LLP
FRN 229445
- SMF16 Compliance Oversight (since 29 Jun 2022)
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- CF10 Compliance Oversight (25 Mar 2010 to 31 Jul 2012)
- CF11 Money Laundering Reporting (25 Mar 2010 to 31 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.