Sally Louise Horlock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED

    FRN 428590

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2025)
    • [FCA CF] Client dealing (28 Jun 2023 to 6 May 2025)
    • [FCA CF] Functions requiring qualifications (28 Jun 2023 to 5 Sep 2024)
  • HB Dobbin Financial Planning Ltd (no longer approved here)

    FRN 189816

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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