HB Dobbin Financial Planning Ltd

Date authorised
1 April 2013
Companies House
03690206
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 3 Concorde Park
    Concorde Road
    Maidenhead
    Berkshire
    SL6 4BY
    UNITED KINGDOM
    Phone
    +441628243080
    Web
    https://www.hbdobbin.com

  • Complaints Contact

    1st Floor, 3 Concorde Park
    Concorde Road
    Maidenhead
    Berkshire
    SL6 4BY
    UNITED KINGDOM
    Phone
    +441628243080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Dobbin

    IRN DJD01073

    • CF2 Non Executive Director (1 Dec 2001 to 30 Jul 2004)
  • Delores Singleton

    IRN DXS00233

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Mar 2004)
  • Dennis Edward Garrett

    IRN DEG00020

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2006)
  • Fiona Masterman-Smith

    IRN FXM00049

    • CF1 Director (1 Dec 2001 to 6 Nov 2019)
  • Geraint Vaughan Hughes

    IRN GVH00003

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
  • Harold George Ryder

    IRN HGR00001

    • CF21 Investment Adviser (25 Jun 2002 to 8 Jul 2005)
  • Jean Elspeth Parr

    IRN JEP01097

    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Apr 2006)
    • CF26 Customer Trading (14 Jun 2002 to 20 Apr 2006)
    • CF8 Apportionment and Oversight (14 Jun 2002 to 20 Apr 2006)
    • CF10 Compliance Oversight (14 Jun 2002 to 20 Apr 2006)
    • CF21 Investment Adviser (14 Jun 2002 to 20 Apr 2006)
  • Jeremy Simon Dobbin

    IRN JSD00025

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • John Anthony Broom

    IRN JAB00114

    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2019)
    • Responsible for Insurance Mediation (7 Nov 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Nov 2009 to 6 Nov 2019)
    • CF28 Systems and controls (1 Nov 2007 to 14 Nov 2012)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Nov 2019)
    • CF1 Director (1 Dec 2001 to 6 Nov 2019)
  • Julia Anne Copeland

    IRN JAC01518

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2019 to 8 Dec 2019)
    • CF1 Director (1 Apr 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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