Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HB Dobbin Financial Planning Ltd (no longer approved here)

    FRN 189816

    • Responsible for Insurance Mediation (14 Jan 2005 to 20 Apr 2006)
    • CF10 Compliance Oversight (14 Jun 2002 to 20 Apr 2006)
    • CF21 Investment Adviser (14 Jun 2002 to 20 Apr 2006)
    • CF26 Customer Trading (14 Jun 2002 to 20 Apr 2006)
    • CF8 Apportionment and Oversight (14 Jun 2002 to 20 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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