Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF9 Chair of the Governing Body (9 Jan 2023 to 30 Jun 2024)
- SMF27 Partner (9 Jan 2023 to 30 Jun 2024)
-
- Director of firm who is not a certification employee or a SMF manager (2 Aug 2021 to 21 Mar 2023)
-
- CF30 Customer (13 May 2019 to 31 Oct 2019)
-
- CF8 Apportionment and Oversight (31 May 2002 to 31 Dec 2005)
- CF1 Director (2 May 2002 to 31 Dec 2005)
- CF3 Chief Executive (2 May 2002 to 31 Dec 2005)
- CF27 Investment Management (2 May 2002 to 2 Jun 2006)
- CF21 Investment Adviser (2 May 2002 to 2 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.