Paladin Capital Group (UK), LLP

• Principal Place of Business

  222 Regent Street

  London

  W1B 5TR

  UNITED KINGDOM

  Phone

  +4402039481925

  Web

  https://www.paladincapgroup.com

• Complaints Contact

  2000 K Street NW

  Suite 500

  Washington DC

  20006

  UNITED STATES OF AMERICA

  Phone

  +12025952963

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Paladin Capital International Group Limi

  IRN XXP09989

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (13 May 2019 to 8 Dec 2019)
• Aiyagari Pratima

  IRN AXP81904

  • [FCA CF] Client dealing (1 Jun 2020 to 31 May 2021)
  • [FCA CF] Significant management (1 Jun 2020 to 31 May 2021)
• Christopher Steed

  IRN CXS02485

  • [FCA CF] Client dealing (since 29 Sep 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (13 May 2019 to 8 Dec 2019)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
• Eugene Kenneth Pentimonti

  IRN EKP01012

  • [FCA CF] Client dealing (since 29 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (13 May 2019 to 8 Dec 2019)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 May 2019 to 8 Dec 2019)
• Francois Ruether

  IRN FXR00124

  • [FCA CF] Client dealing (since 18 May 2023)
  • [FCA CF] Significant management (18 May 2023 to 31 Dec 2023)
• Joel-Oskar Elias Raisanen

  IRN JXR12123

  • [FCA CF] Client dealing (12 May 2023 to 25 Apr 2025)
• Mark Maloney

  IRN MXM04369

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (13 May 2019 to 8 Dec 2019)
• Michael Steed

  IRN MXS04882

  • SMF27 Partner (since 2 Dec 2022)
  • [FCA CF] Client dealing (since 22 Sep 2022)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
• Nazo Moosa

  IRN NXM01445

  • [FCA CF] Significant management (since 18 Oct 2024)
  • [FCA CF] Client dealing (since 18 Oct 2024)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
• Sally Jennifer Tennant

  IRN SJT01095

  • CF30 Customer (13 May 2019 to 31 Oct 2019)

No changes recorded yet.