Sally Elizabeth Rigg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Minerva Fund Management Solutions Limited
FRN 939778
- [FCA CF] CASS oversight function (since 11 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Dec 2023)
- SMF16 Compliance Oversight (since 7 Dec 2023)
ONE FINANCIAL ADVISER LTD (no longer approved here)
FRN 611058
- SMF16 Compliance Oversight (9 Jun 2021 to 6 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2021 to 6 Jan 2023)
Sempera Limited (no longer approved here)
FRN 915609
- SMF16 Compliance Oversight (9 Jun 2021 to 12 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 May 2020 to 18 Feb 2021)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.